Page content The Enforcement Watch blog provides readers with regular updates on financial services enforcement cases, regulatory trends and horizon scanning. The blog features commentary from Mishcon de Reya's Contentious Regulatory and Enforcement team. Adam Epstein Guy Wilkes Elizabeth Hope Samir Manek Jonathan Barnett Filter Type All News Media Publications Results Loading News 6 May 2021: FCA Fines Sapien Capital Ltd for Financial Crime Control Failings in Relation to Cum-Ex Trading News 15 April 2021: FCA Prohibition of Simon Varley: a Cautionary Tale About Competence and Integrity News 29 March 2021: Frensham Decision Notice Follows Criminal Conviction For Sex Offence News 25 February 2021: Premier FX Censured for Breaching the Payment Services Regulations View More Loading Previous 1 ... 9 10 11 12 13 ... 15 Next Items 41 to 44 of 63 Our Latest Enforcement Watch Roundup Publications Each publication looks at case highlights and also upcoming issues, some more immediate than others, that may alter the enforcement landscape. We hope you find it interesting. Loading
News 6 May 2021: FCA Fines Sapien Capital Ltd for Financial Crime Control Failings in Relation to Cum-Ex Trading
News 15 April 2021: FCA Prohibition of Simon Varley: a Cautionary Tale About Competence and Integrity