Mishcon de Reya page structure
Site header
Main menu
Main content section

Editor's Note

Posted on 29 May 2019

Adam Epstein

Welcome to the 28th issue of Enforcement Watch, our three times per year round up of enforcement activity and look to the horizon.  Some important cases included in this publication show the FCA's focussed resolution agreements in action and include some significant penalties for failings in respect of transaction reporting.  Meanwhile, a summary of the business plan and a recent speech hint at future cases, including in respect of AML failings.  We hope you find this publication interesting.

As ever, with thanks to the Enforcement Watch team.

 

 

 

 

Latest Contentious Financial Services rankings

"There is no one better than them. I rate them very highly."

 

"Adam Epstein is widely recognised as a leading figure for the representation of individuals in contentious regulatory proceedings."

Chambers and Partners: Band 1 (Individuals)

The team has a "true expertise in FCA investigations and enforcement".

 

"Adam Epstein is "very experienced ' and ‘particularly highly regarded’ for his representation of individuals who are the subject of regulatory enforcement actions."

Legal 500: Ranked

How can we help you?
Help

How can we help you?

Subscribe: I'd like to keep in touch

If your enquiry is urgent please call +44 20 3321 7000

Crisis Hotline

I'm a client

I'm looking for advice

Something else