Mishcon de Reya page structure
Site header
Main menu
Main content section
Page content

Enforcement Watch Roundup

Issue 38: September 2022

Enforcement Watch Roundup

Editor's Note

As ever, there has been a certain throughput in recent months of enforcement cases. Although this time, it somewhat unusually includes two sets of listing cases. On the Horizon unsurprisingly features articles relating to consumers, but it also reports on a rather unusual update from the FCA on market abuse and manipulation. We hope you find the issue interesting.

Read the full note

Enforcement Highlights

red building News

FCA cases lay down marker for directors of listed companies

Published FCA cases against directors of listed stocks are relatively rare. There have unusually been two recently published sets of cases, and executive and non-executive directors alike would do well to pay close attention to them.

On the Horizon

Previous Issues

How can we help you?
Help

How can we help you?

Subscribe: I'd like to keep in touch

If your enquiry is urgent please call +44 20 3321 7000

I'm a client

I'm looking for advice

Something else