11 October 2019: FCA Fines Tullett Prebon £15.4m - read more
18 November 2019: First Jointly Contested Enforcement Case Before the FCA and PRA Decision Making Committees - read more
20 November 2019: Henderson Funds Fined £1.9 million for Failing to Protect Retail Customers - read more
26 November 2019: PRA Fines Citigroup Companies £44m in Largest PRA Fine to Date - read more
20 December 2019: First FCA Fine Under the Market Abuse Regulation for PDMR Notification Failures - read more
23 December 2019: Enhanced Whistleblowing Requirements for The Society of Lloyd's Following PRA Written Notice - read more