The Upper Tribunal recently overturned the FCA's decision to ban three former Julius Baer employees, accused of acting recklessly and without integrity in respect of arrangements entered into by third parties through the bank. Mishcon de Reya's Financial Services Investigations and Enforcement team, led by Adam Epstein, successfully represented Thomas Seiler in that case.
Join our 25 minute webinar, which will provide practical tips from the frontline, as well as personal reflections from the case:
- Adam Epstein and Ben Strong KC will be discussing going toe to toe with the FCA to fight a lifetime ban. They will set out what the regulator and the financial services industry can take away from the case, and what the future looks like in light of it.
- Mishcon de Reya Employment Partner, Laura Penny, will share her insights on how employers and employees should approach the inevitable employment issues arising when an FCA investigation is in prospect.
Don't miss this opportunity to gain first hand knowledge from those who acted in, and were subject to, the investigation.
After registering, you will receive a confirmation email from Zoom containing the link and password to join this live session.
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