We are delighted to invite you to the first event in our 2025 Fintech breakfast series. These sessions will allow you to gain valuable insights from our legal experts and industry leaders on a variety of relevant topics and will provide an opportunity to network with peers in the Fintech community.
We will be kicking off this series with a session on 'Interacting with the regulator', which will include insights from our guest speaker, Lorraine Mouat, Partner, Payment Services at Thistle Initiatives.
In this session, we're aiming to discuss navigating:
- Your application process
- Engaging with the FCA in your day-to-day correspondence (including responding to surveys and questionnaires) and when it might be appropriate to challenge the FCA's position
- Navigating FCA supervisory interventions (including s.165 information requests, s.166 reviews, imposition of requirements, handling contentious issues and strategies for avoiding enforcement)
The session will be led by Charlotte Wilson, Partner, Mishcon de Reya.