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      Mishcon New York

      Mishcon New York

      Mishcon de Reya New York LLP opened in 2010 with a small group of lawyers having two things in common: a proven track record in New York City and a desire to create a new kind of law firm in the city.

      Business Shapers

      Business Shapers

      Sharing and celebrating the knowledge, innovation and creativity that is shaping the business world.

      Jazz Shapers

      Jazz Shapers

      Jazz Shapers is presented by Mishcon de Reya's Director of Business Development and former LBC presenter Elliot Moss. During each show, Elliot will be interviewing shapers of the business world, people who, like the musicians in the show, have defied convention and gone on to achieve great success.

      Lawfully Chic

      Lawfully Chic

      A blog for art-lovers and adventurers, fashionistas and culture vultures, who believe in fair play, fair trade and fair travel.

      Mayfair Private

      Mayfair Private

      Mishcon de Reya has created Mayfair Private to provide private advisory services for a select group of families by bringing together a broad range of highly qualified professionals to seamlessly manage their affairs.

      MDR Lab

      MDR Lab

      A programme open to early stage and growth technology start-ups, whose products or services are applicable to the legal industry.

      Mishcon Academy

      Mishcon Academy

      The Academy is Mishcon de Reya's in-house place of learning, our driver for growth and a platform for thought leadership. Here we will bring together urgent societal issues and industry experts to deliver innovative thought leadership on issues that matter to us and to our clients.

      Mishcon Graduates

      Mishcon Graduates

      The future has never been more unpredictable, demanding or challenging. Never before has there been so much information to absorb, so many social and business networks to navigate, and so many economic, political and social issues to confront. And the role of law has never been more pivotal in all of this.

      Mishcon International: Africa

      Mishcon International: Africa

      We are proud to launch Mishcon International: Africa - a dedicated microsite featuring curated content most relevant to the audience in the region. This content will be regularly refreshed, taking into account global developments and their impact across Africa.

      Mishcon International: Asia

      Mishcon International: Asia

      At Mishcon de Reya, we are proud to serve an international community of clients. Based in London, our work is often cross-border and complex. We act as personal advisors, dealing with carefully selected overseas professionals on behalf of our clients. We are experts in preserving, growing and transferring wealth, and our clients in Asia span both the world of corporate and private wealth giving us a unique perspective on the market.

      Mishcon International: Eurasia

      Mishcon International: Eurasia

      Mishcon International: Eurasia - a dedicated microsite featuring curated content most relevant to the audience in the region.

      Mishcon International: Europe

      Mishcon International: Europe

      We are proud to launch Mishcon International: Europe - a dedicated microsite featuring curated content most relevant to the audience in the region.

      Mishcon International: Middle East

      Mishcon International: Middle East

      Mishcon de Reya has now launched Mishcon International: Middle East - a dedicated microsite featuring curated content most relevant to the audience in the region. This content will be regularly refreshed, taking into account global developments and their impact on the Middle East.

      Property Shapers

      Property Shapers

      Insights from industry leaders | real estate blog

      The Leap Hub

      The Leap Hub

      The Leap is an initiative to identify 100 of the most exciting, fast-growing companies in the UK. Keep up to date with events and news about The Leap.
Enforcement Watch

Enforcement Watch

Issue 20
Adam Epstein

Editor's Note

The last 4 months have not seen a glut of enforcement activity and news coming out of the regulators. However, the activity that we have seen has been somewhat unusual and it has produced some results that will be of real interest to those who keenly watch enforcement. As ever, we hope your find our commentary interesting.

Read more
Tribunal Stay Decision in Unusual Circumstances

Tribunal stay decision in unusual circumstances

Following a multi-party hearing, the Upper Tribunal ordered that a stay should be lifted in one reference, but continued in another. Amongst the numerous parties who contributed to the hearing, there were two individuals who had standing and who made applications in respect of stays.

Read more
Elizabeth Metliss Considers the Judicial View of Law Firms

Market abuse penalties and restitution

The FCA has issued a Final Notice in the case of Gavin Breeze. Breeze was fined £59,557 (reduced from £85,057 because of a stage 1 settlement discount) and received a public censure.

Read more
Substantial CASS Fine for Bank of New York Mellon

Cenkos fined for breach of the Listing Rules

The FCA has issued a Final Notice to Cenkos Securities Plc. The AIM listed company was fined £530,000 (reduced from £757,000 because of a stage 1 settlement discount) in relation to its sponsor services role.

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Andrew Tinney appeals Decision Notice

Andrew Tinney appeals Decision Notice

The FCA has issued a Decision Notice to Andrew Tinney, former Global Chief Operating Officer of Barclays Wealth and Investments Management (Wealth), a division of Barclays Bank Plc (the Firm).

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FCA Annual Report 2015/16

FCA Annual Report 2015/16

The FCA published in July its Annual Report to 31 March 2016. As ever, it offers an interesting summary of the FCA's year as well as its views on certain key issues.

Read more
FCA publishes its Business Plan

New regime for Market Abuse

With effect from 3 July, the market abuse regime set out in the Financial Services and Markets Act 2000 has been repealed and replaced with the directly effective Market Abuse Regulation.

Read more
New rules on whistleblowing come into force

New rules on whistleblowing come into force

New FCA/PRA whistleblowing provisions came into force on 7 September 2016. For some firms, they constitute rules and for others, they constitute guidance only.

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Enforcement Case Highlights

9 June 2016: Tribunal stay decision in unusual circumstances - read more

15 July 2016: Market abuse penalties and restitution - read more

8 August 2016: Cenkos fined for breach of the Listing Rules - read more

14 September 2016: Andrew Tinney appeals Decision Notice - read more 

On the Horizon

FCA Annual Report 2015/16 - read more

New regime for Market Abuse - read more

New rules on whistleblowing come into force - read more

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