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Enforcement Watch

Adam Epstein
Enforcement Watch

Enforcement Watch

Date
30 September 2015

Although substantial Final Notices have been rather less abundant in the last 4 months, there are nevertheless some very interesting enforcement outcomes in a number of cases that we cover in this issue.


Editor's Note

Although substantial Final Notices have been rather less abundant in the last 4 months, there are nevertheless some very interesting enforcement outcomes in a number of cases that we cover in this issue. As for the future, with the shake-up of its senior management team, and of the Regulatory Decisions Committee, the FCA is moving into a new chapter. We highlight in this issue some of the enforcement areas the new look FCA may find itself dealing with down the line.

With thanks to the Enforcement Watch team.

 

 

 

 

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