Enforcement case highlights

Posted on 27 January 2016

5 November 2015: Court rulings stir up the privilege debate - Read more

12 November 2015:  Raphaels Bank fined £1.2m in relation to outsourcing failures - Read more

25 November 2015: Barclays Bank Plc fined £72m for failures to manage financial crime risks - Read more

10 December 2015: Threadneedle fined £6m for front office failings in respect of its fixed income desk - Read more

12 January 2016: Upper Tribunal interprets Macris identification judgment - Read more