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Enforcement Watch

Enforcement Watch

Enforcement WatchIssue 23 | September 2017

Date
26 September 2017

This edition highlights some real variety in the last 4 months of enforcement related activity and news. At one end, we consider some culture-focussed developments. At the other, we examine the implications on enforcement of a US appeal judgment. And the period is bookended by two significant speeches that send messages on the FCA's future approach to enforcement, one speech on investigations and the other on enforcement trends. We hope you find this edition interesting.


Editor's Note

This edition highlights some real variety in the last 4 months of enforcement related activity and news. At one end, we consider some culture-focussed developments. At the other, we examine the implications on enforcement of a US appeal judgment. And the period is bookended by two significant speeches that send messages on the FCA's future approach to enforcement, one speech on investigations and the other on enforcement trends. We hope you find this edition interesting.

With thanks to the Enforcement Watch team.

 

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