Enforcement Case Highlights

Posted on 30 September 2021

6 July 2021: Upper Tribunal Decision in Forsyth: excoriating criticism of the FCA and PRA in the first joint investigation referred to the Upper Tribunal - read more

4 August 2021: FCA wins case against Avacade in the Court of Appeal - read more

9 August 2021: FCA decides to fine and ban advisor to British Steel Pension Scheme members - read more

31 August 2021: Upper Tribunal upholds FCA decision to ban advisor with criminal conviction for sex offence (Frensham) - read more

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