Enforcement Case Highlights

Posted on 24 May 2021

25 February 2021: Premier FX Censured for Breaching the Payment Services Regulations - read more

29 March 2021: Frensham Decision Notice Follows Criminal Conviction For Sex Offence - read more

15 April 2021: FCA Prohibition of Simon Varley: a Cautionary Tale About Competence and Integrity - read more

6 May 2021: FCA Fines Sapien Capital Ltd for Financial Crime Control Failings in Relation to Cum-Ex Trading - read more


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