The regulators may not have levied the largest fines recently, but the nature of the cases they have concluded has been very varied. As to what we can expect in the future, our pick of the issues on the horizon highlights matters that include a consumer focus, a coronavirus bent and regulators taking whistleblowing very seriously. We hope you find it useful.
With thanks as ever to the Enforcement Watch team.
Latest Contentious Financial Services rankings
"Adam Epstein is 'very experienced' and 'particularly highly regarded' for his representation of individual who are the subject of regulatory enforcement actions."
"There is no one better than them. I rate them very highly."
Chambers and Partners: Band 1 (Individuals)
The team has a "true expertise in FCA investigations and enforcement".
"Adam Epstein is widely recognised as a leading figure for the representation of individuals in contentious regulatory proceedings."
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