Enforcement Case Highlights

Posted on 29 May 2019

5 February 2019: FCA fines former fund manager Paul Stephany - read more

21 February 2019: FCA Issues its First Decision under Competition Law - read more

28 March 2019:  FCA fines UBS and Goldman Sachs £27.6m and £34.3m respectively for transaction reporting failures - read more

9 April 2019: FCA fines Standard Chartered Bank £102.2 million for poor AML controls - read more

10 April 2019: Tribunal's first decision in an FRA case - read more

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