Enforcement Case Highlights

Posted on 29 January 2019

27 September 2018: FCA Fine for Market Abuse Systems and Controls - read more

30 October 2018: FCA Fines Liberty Mutual Insurance for Failures in Outsourcing of its Mobile Phone Insurance Claims Handling - read more

6 November 2018: Upper Tribunal Upholds Keydata Decisions - read more

7 November 2018: Financial Penalty for Failure to Disclose Information - read more

4 December 2018: FCA Proposes to Fine Former CEO of Sonali Bank - read more

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