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Enforcement Case Highlights

Posted on 30 May 2018

27 February 2018: FCA fines Vanquis Bank £1.97m and orders substantial restitution, in respect of sales calls practice - read more

1 March 2018: The FCA Prohibits Paul Flowers - read more

13 March 2018: Principals' Liability when Appointed Representatives go Rogue - read more

9 April 2018: Further Lessons About Privilege and Internal Investigations

25 April 2018: Tribunal Offers Guidance on Third Party Rights and Supervisory Notices - read more

11 May 2018:  PRA and FCA Fine Barclays' CEO James Staley Over Handling of Whistleblowing - read more

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